Category: Financial Industry Regulatory Authority

Uniform Securities State Law Examination Series 63 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. Knowing Series 63 exam details can help you prepare for Series 63 exam well: You can use Series 63 exam dumps with 100% Pass Guarantee on Uniform Securities State Law Examination Exam and pass Series

General Securities Representative Qualification Examination (GS), Series 7 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities. It is not the same as

Series 6 exam is administered by the Financial Industry Regulatory Authority (FINRA), it is a securities license entitling the holder to register as a company’s representative and sell mutual funds, variable annuities, and insurance premiums. Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam and a revised Series 6 to obtain the Investment Company